Series 7 Exam

Series 7 Exam

After you pass the SIE Exam you will then want to take the Series 7 Exam which is for Individuals who want to enter the securities industry to sell any type of securities— generally referred to as the General Securities Representative Examination. Individuals who pass the Series 7 examination and are licensed with a FINRA firm are eligible to register to trade all securities products, including corporate securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. A prerequisite to being licensed is to also pass the SIE Exam

This is a series 7 exam study guide for the series 7 exam. The Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the New Series 7 Exam, General Securities Representative Examination (GS). We offer an audio approach for exam prep you can use whatever the audio lessons needed to best suit your learning style and schedule to reinforce concepts used in the financial services industry.

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This series 7 prep audio course is the most comprehensive audio study package available, the Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam, has everything you need to effectively prepare for your qualification exam in a audio format. However unless you have perfect total audio recall we recommend that you also study series 7 prep instructional textbooks, take practice quizzes and use other learning methods to solidify your knowledge of the series 7 exam. Start your exam preparation by listening to bite sized audio lessons and to schedule daily audio lessons based on your study time frame and exam date.
Here is what our audio lessons include:

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Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam

Table Of Contents
Min Sec
Lesson 1 Introduction 18 45
Lesson 2 Section 1
Communication and Correspondence
29 4
Lesson 3 Section 1
Rankings, Volatility Ratings
CMO’s
31 22
Lesson 4 Section 1
Option Communication and
Disclosures
24 27
Lesson 5 Section 1
Securities Act of 1933
35 56
Lesson 6 Section 1
Securities Exchange Act of 1934
40 14
Lesson 7 Section 1 MSRB
Advertising, FINRA Rules
17 41
Lesson 8 Section 1 FINRA
Rules
8 51
Lesson 9 Section 1 MSRB
Rules
38 3
Lesson 10 Section 1
Underwritings
28 13
Lesson 11 Section 1 Reg
A+, Reg D, 144
18 35
Lesson 12 Section 2
Accounts
30 11
Lesson 13 Section 2 IRA 40 41
Lesson 14 Section 2
Keogh Plans
30 58
Lesson 15 Section 2 SEP
IRA Def Benn
28 40
Lesson 16 Secton 2
Acccounts
14 49
Lesson 17 Section 3 Know your Customer 30 46
Lesson 18 Section 3
Common Stocks
38 6
Lesson 19 Section 3
Preferred Stock
26 1
Lesson 20 Section 3
Special Securities
17 31
Lesson 21 Section 3
Fixed Income 1
23 24
Lesson 22 Section 3
Fixed Income 2
41 14
Lesson 23 Section 3
Fixed Income 3
52 22
Lesson 24 Section 3
Stock Fundamental Analysis pt. 1, Balance Sheet pt. 1
31 22
Lesson 25 Section 3 Stock
Fundamental Analysis pt. 2, Balance Sheet pt. 2
25 37
Lesson 26 Section 3 Stock
Fundamental Analysis pt. 3, Balance Sheet pt. 3
36 54
Lesson 27 Section 3 Stock
Fundamental Analysis pt. 4 Income Statement pt. 1
33 55
Lesson 28 Section 3 Stock
Fundamental Analysis pt. 5 Income Statement pt. 2
32 54
Lesson 29 Section 3 Stock
Fundamental Analysis pt. 6 Income Statement pt. 3
28 25
Lesson 30 Section 3 Stock
Fundamental Analysis pt. 7 Cash Flow Statement pt. 1
17 9
Lesson 31 Section 3 Stock
Fundamental Analysis pt. 8 Cash Flow Statement pt. 2
23 38
Lesson 32 Section 3 Stock
Fundamental Analysis pt. 9 Discounted Cash Flow
13 41
Lesson 33 Section 3 Stock
Fundamental Analysis pt. 10 Ratio Analysis
14 45
Lesson 34 Section 3
Technical Analysis
18 53
Lesson 35 Section 3 Macro
Economic Analysis
38 42
Lesson 36 Section 3 Macro
Economic and Portfolio Analysis
34 38
Lesson 37 Section 3
Municipal Debt
41 48
Lesson 38 Section 3
Municipal Underwriting
38 5
Lesson 39 Section 3 Money
Market
21 27
Lesson 40 Section 3
Credit Default Swaps, Auction Rate Sec., Structured Products
29 30
Lesson 41 Section 3
Underwriting
39 44
Lesson 42 Section 3
Investment Company Act of 1940
12 30
Lesson 43 Section 3
Mutual Funds pt. 1
28 54
Lesson 44 Section 3
Mutual Funds pt. 2
22 18
Lesson 45 Section 3
Mutual Funds pt. 3
31 59
Lesson 46 Section 3 Unit
Investment Trusts
31 18
Lesson 47 Section 3
Annuities
31 42
Lesson 48 Section 3 Life
Insurance
13 19
Lesson 49 Section 3
Partnerships
34 25
Lesson 50 Section 3
Options pt. 1
22 25
Lesson 51 Section 3
Options pt. 2
21 28
Lesson 52 Section 3
Options pt. 3
18 18
Lesson 53 Section 3
Options pt. 4
20 53
Lesson 54 Section 3
Options pt. 5
30 8
Lesson 55 Section 3
Options pt. 6
24 9
Lesson 56 Section 3
REITS
24 11
Lesson 57 Section 3 ETF
ETN Corp Actions
21 29
Lesson 58 Section 3 529
Plans and ABLE Accounts
14 18
Lesson 59 Section 3 Yield
Curve, BOP and Currency Risk
31 55
Lesson 60 Section 4
Margins pt. 1
27 28
Lesson 61 Section 4
Margins pt.2
7 23
Lesson 62 Section 4 SMA 15 18
Lesson 63 Section 4
Trading Markets pt. 1
29 2
Lesson 64 Section 4
Trading Markets pt. 2
22 54
Lesson 65 Section 4
Trading Markets pt. 3
28 43
Lesson 66 Section 4
Trading Markets pt. 4
35 9
Lesson 67 Section 4
Trading Markets pt. 5
18 37
Lesson 68 Section 4 FINRA
Rules pt.1
30 23
Lesson 69 Section 4 FINRA
Rules pt.2
28 32
Lesson 70 Section 4 Blue
Sky Laws and Sarbanes Oxley
23 26
Lesson 71 Section 4
Customer Accounts Registration and AML Rules
17 1
Lesson 72 Review Product
Specific Risks
12 56
Lesson 73 Review FINRA Rules 26 59
Lesson 74 Postscript 1 11
Total Length 32 hours 27 Min